 |
Regulatory
Requirements |
|
General
fiduciary Policy |
|
Beneficiary
Impartiality |
|
Trust
Committee |
|
Audits and Compliance |
|
Department Senior Officer |
|
Other Officers |
|
Marketing |
|
Acceptance
of New Accounts |
|
Fiduciary Appointments - Declination and Resignation |
|
Overdrafts |
|
Acceptance of Irrevocable Trusts |
|
Documents |
|
Separation
of Records |
|
Fee
Structure |
|
Compensation |
|
Outside Services |
|
Registration
and Safekeeping of Assets |
|
Investments |
|
Investment
Strategies |
|
Asset Allocation |
|
Monitoring of Investment Concentration Thresholds |
|
Approved Investment Lists |
|
International Investments |
|
Worthless Securities |
|
Investment and Administrative Reviews |
|
Bank
Stock Policies |
|
Financial Modernization Act of 1999 |
|
Environmental Liabilities |
|
Administration of Real Property |
|
The Bank Secrecy Act (BSA) / The USA Patriot Act / The Office of Foreign Asset Control (OFAC) |
|
Brokerage |
|
Serving with a Co-Fiduciary |
|
Employees as Co-Fiduciaries |
|
Co-Fiduciary Authorizations |
|
Transactions
Between Accounts |
|
Drafting of Instruments |
|
Legal Councel |
|
Guarantees |
|
Maintenance of Will
files |
|
Customer Complaints Procedures / Resolutions |
|
Confidentiality of Records |
|
Voting of Proxies |
|
Outside Depositories |
|
Securities Laws and Regulations |
|
Contracts re Support Services |
|
Discretionary Distributions |
|
Chinese Wall |
|
Conflicts of Interest |
|
Personal Securities Trading Reporting |
|
Inside Information |
|
Interaction with other Nondeposit Programs |
|
Information Security |
|
Customer Communications |
|
Personnel |
|
Application of Policies |
